Fiduciary Oath

National Association of Personal Financial Advisors

The advisor shall exercise his/her best efforts
to act in good faith and in the best interests of the client.
The advisor shall provide written disclosure to the client
prior to the engagement of the advisor,
and thereafter throughout the term of the engagement,
of any conflicts of interest,
which will or reasonably may compromise
the impartiality or independence of the advisor.
The advisor, or any party in which the advisor has
a financial interest, does not receive any compensation
or other remuneration that is contingent on
any client’s purchase or sale of a financial product.
The advisor does not receive a fee or other compensation from
another party based on the referral of
a client or the client’s business.

Following the NAPFA Fiduciary Oath means I shall:

  • Always act in good faith and with candor
  • Be proactive in disclosing any conflicts of interest that may impact a client
  • Not accept any referral fees or compensation contingent upon the purchase or sale of a financial product

We are Registered Planners and Corporate Members of NAPFA, the National Association of Personal Financial Advisors. Our members have taken the NAPFA Fiduciary Oath.

We put your interests first.® We are fiduciaries.